Regulatory Advice
Transaction reporting consulting and services for UK and EU financial firms subject to MiFIR and EMIR
Highlights
- New on EvolcAdded 2026-11-14
About Regulatory Advice
Regulatory Advice Limited reviews and reconciles MiFIR and EMIR transaction reporting, remediates reporting issues, and provides policies, procedures and training. Its services include ongoing MiFIR reporting and one-off historical back-reporting projects, alongside a free browser-based tool for viewing FCA transaction-reporting extracts.
Customers are financial firms needing transaction-reporting support, including lower-volume firms and firms correcting historical trades. The company charges for consulting, ongoing reporting and back-reporting services; it describes its work as independent of reporting vendors and ARMs.
Founded in 2019, the company is registered in England and Wales and has its registered office in Hatfield, UK. Its director has helped UK firms submit compliant transaction reports since 2011.
Product: MiFIR and EMIR reporting consulting, ongoing MiFIR reporting, historical back-reporting, and a free FCA extract-to-spreadsheet tool.
Jobs at Regulatory Advice
Leadership
- Mark Kelly · DirectorSource: company website
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Website technologies
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Hosting
- NetlifyHigh confidence
- First detected
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Detection evidence
- Response headerx-nf-request-id
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- Response headerx-nf-request-id
Website detection does not establish a paid subscription or company-wide use. Tools loaded after consent or sign-in may be missed. “No longer observed” does not prove the company stopped using a tool.